Independent AML/CFT/CPF Audit

Our Independent AML/CFT/CPF Audit Services provide an objective and risk-based assessment of your organization's AML/CFT/CPF compliance framework to evaluate its effectiveness, identify control weaknesses, and ensure compliance with applicable UAE laws, regulations, and regulatory guidance. The audit is conducted independently to provide management with practical insights and recommendations for strengthening financial crime controls and regulatory compliance.

Our experienced auditors review your AML/CFT/CPF policies, procedures, governance structure, Enterprise-Wide Risk Assessment (EWRA), customer onboarding processes, KYC/KYB, Customer Due Diligence (CDD), Enhanced Due Diligence (EDD), sanctions screening, transaction monitoring, regulatory reporting, and internal controls. We also assess record-keeping practices, staff training, compliance monitoring activities, and customer files to determine whether the compliance framework is operating effectively and in line with regulatory expectations.